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General Exchange Act
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481	PDF Document Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-07 11:53:33 Financial system Law Arbitral tribunal Arbitration Self-regulatory organization U.S. Securities and Exchange Commission General Securities Representative Exam Broker-dealer Securities Exchange Act United States securities law Financial economics Financial Industry Regulatory Authority
482	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-01-03 15:06:47 Finance Financial Industry Regulatory Authority Registered representative General Securities Principal Exam General Securities Representative Exam Securities Exchange Act Self-regulatory organization U.S. Securities and Exchange Commission Securities Act United States securities law Financial economics Financial system
483	COLORADO NO-CALL LIST ACT[removed]Short title. This part 9 shall be known and may be cited as the "Colorado No-Call List Act." [removed]Legislative declaration. (1) The general assembly hereby finds, determines, and dec Add to Reading List Source URL: www.coloradoattorneygeneral.gov Language: English - Date: 2009-10-19 12:20:28 Telephone numbers Identifiers Telephone numbering plan Caller ID Telephone call AT&T Ringtone Telephone Telephone exchange Telephony Electronic engineering Technology
484	LOUISIANA PUBLIC SERVICE COMMISSION GENERAL ORDER LOUISIANA PUBLIC SERVICE COMMISSION, EX PARTE Docket No. U[removed]Subdocket C - In re: Louisiana Public Service Commission, ex parte. In Re: The development of rules and r Add to Reading List Source URL: lpsc.louisiana.gov Language: English - Date: 2011-09-09 08:56:42 Communication Telecommunications Act Incumbent local exchange carrier Federal Communications Commission Sprint Nextel Universal Service Fund AT&T Competitive local exchange carrier Common carrier Law Bell System Government
485	SUMMARY: The Commission is proposing for public comment amendments to the proxy rules under the Securities Exchange Act of 193 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-07-27 17:29:30 Statements Stock market Business United States Securities and Exchange Commission Finance Securities Exchange Act Proxy fight Financial economics Annual general meeting SEC filings United States securities law Proxy statement
486	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BX[removed]September 4, 2013 Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-05 08:40:52 Financial regulation Securities Exchange Act Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Broker-dealer General Securities Representative Exam Registered representative United States securities law Financial economics Financial system
487	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Topaz[removed]October 28, 2013 Self-Regulatory Organizations; Topaz Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-29 07:37:48 Financial Industry Regulatory Authority U.S. Securities and Exchange Commission United States General Securities Representative Exam United States securities law Financial regulation Securities Exchange Act
488	Are you an informed investor? Private Placement Offerings In 2012, Congress passed the JOBS Act, which directed the Securities and Exchange Commission (SEC) to implement rules that, among other things, allow general sol Add to Reading List Source URL: www.ocif.gobierno.pr Language: English - Date: 2013-12-11 14:43:57 Stock market United States Securities and Exchange Commission Financial services United States securities law Regulation D Securities offering Private placement Securities Act Security Financial economics Investment Finance
489	CHANGES TO SEC REGULATION D – DISQUALIFICATION OF BAD ACTORS AND LIFTING OF THE BAN ON GENERAL SOLICITATION FREQUENTLY ASKED QUESTIONS 1. Where can one find information as to the events that disqualify a person from be Add to Reading List Source URL: www.ofi.louisiana.gov Language: English - Date: 2013-11-06 12:14:43 Finance Business Financial regulation 73rd United States Congress Stock market Regulation D Securities Act Security Qualified institutional buyer United States Securities and Exchange Commission United States securities law Financial economics
490	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]September 5, 2013 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-06 09:09:33 Finance Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Securities regulation in the United States Broker-dealer General Securities Representative Exam NASDAQ Registered Investment Advisor United States securities law Financial economics Financial system

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